Plano firm expelled by Finra for oil and gas fraud

The Financial Industry Regulatory Authority (FINRA) announced that a FINRA hearing panel has expelled Plano, TX-based broker-dealer Red River Securities, LLC, barred its CEO Brian Keith Hardwick.

FINRA ordered the firm and Hardwick to jointly and severally pay $24.6 million in restitution to customers for fraudulent sales in five oil and gas joint ventures.




Collin Image Blog Editorial Team
Collin County news and updates by

Leave a Comment